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GST

LUT (Letter of Undertaking) for Exporters: Form RFD-11, Filing Process

LUT allows exports without paying IGST. Valid for one FY. Process via RFD-11, eligibility, bond alternative for non-eligible exporters.

📅 18 Mar 2026 4 min read 👤 MCAFiling Editorial & CA Team

What is LUT and why it matters

LUT (Letter of Undertaking) is a self-declaration by exporters allowing them to export goods or services without paying IGST. Filed online via Form GST RFD-11. Without LUT, exporters have two options:

  • Pay IGST at the time of export, then claim refund (cashflow gets blocked)
  • File LUT and export without paying IGST (cashflow-friendly)

LUT is the preferred mechanism for regular exporters as it avoids IGST blockage on every export transaction.

Eligibility for LUT

Any GST-registered exporter can file LUT if:

  • Not been prosecuted for tax evasion involving ≥ ₹2.5 crore under GST
  • Has not been blacklisted by GST authorities

If you don't qualify (rare), you must file a BOND with bank guarantee (15% of bond value) for security. LUT is simpler and cheaper than bond.

Filing process — annual

  1. Login to gst.gov.in
  2. Services → User Services → Furnishing of LUT
  3. Select FY
  4. Fill RFD-11 with:
    • Two witnesses (their name, occupation, address)
    • Self-declaration that you'll fulfill export conditions
  5. Submit (no fee)
  6. Acknowledgment generated immediately — LUT is active for the FY
  7. Re-file every FY (typically in April for new FY)

Free, no government fee. Professional fee ₹500-2,000 if outsourcing to CA.

Conditions to fulfill under LUT

Once LUT is filed, exporter must:

  • Export within 3 months of issuing invoice (extendable by 3 months in special cases by commissioner)
  • Receive payment in convertible foreign exchange within 1 year of invoice (for services) or per FEMA timeline (for goods)
  • Not divert goods/services for non-export purposes
  • Maintain export documents — shipping bills, BRC, FIRCs

Failure to meet conditions: Liable to pay IGST + interest on those specific exports.

LUT vs Bond — When bond is required

If LUT eligibility is rejected, file Bond instead:

  • Bond amount: Equal to estimated tax liability for export
  • Bank guarantee: 15% of bond value
  • Cost: ₹3,000-15,000 for bank guarantee charges per year
  • Renewal: Every year, similar to LUT

Bond is operationally more cumbersome (involves bank, BG renewal, etc.). Strive for LUT eligibility — clean compliance history helps.

Frequently Asked Questions

When should I file LUT?
Ideally in early April for the new FY. The LUT covers exports made during that FY. Late filing means you'd need to pay IGST on early-year exports until LUT is approved.
LUT for services or only goods exports?
Both. LUT applies to export of goods (against shipping bill / Bill of Export) AND export of services (against FIRC for foreign currency receipts). The form RFD-11 is the same.
What if I miss the 3-month export deadline?
Apply for extension before deadline. If exports are not completed and not extended, IGST + interest is payable on those specific exports. The LUT for OTHER exports remains valid.
LUT for SEZ supplies?
Yes. Supplies to SEZ are zero-rated and can be made under LUT (without IGST). Treated similar to physical exports. SEZ unit's GSTIN must be properly noted in invoice.
CA
MCAFiling Editorial & CA Team Qualified Chartered Accountants & Company Secretaries · Published 18 Mar 2026 · Last updated Jun 2026
#LUT #RFD-11 #Export #IGST #Section16
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