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ROC Compliance

DIR-3 KYC: Annual Director KYC Guide (Due Date, Process, Penalties)

Complete guide to DIR-3 KYC — annual KYC for every DIN holder, due 30 September, ₹5,000 penalty if missed. Process for first-time vs subsequent KYC.

📅 08 Jun 2026 6 min read 👤 MCAFiling Editorial & CA Team

What is DIR-3 KYC?

DIR-3 KYC is the annual KYC (Know Your Customer) update for every individual who has been allotted a DIN (Director Identification Number) by the Ministry of Corporate Affairs. The MCA uses it to verify that director details — address, mobile, email — are current.

It applies whether or not you are currently a director. Once you have a DIN, the obligation continues until you formally surrender the DIN via Form DIR-5.

Due date — Mark your calendar

Due date: 30 September every year

This applies to anyone who held a DIN on or before 31 March of the same year. So if you got your DIN in January 2026, your first KYC is due by 30 September 2026.

The MCA usually publishes a reminder cycle starting July-August every year.

Two forms — DIR-3 KYC vs DIR-3 KYC-WEB

The MCA provides two methods:

1. DIR-3 KYC (e-form)
Used for first-time KYC OR when any detail (mobile, email, address) has changed. Requires:

  • Photograph
  • Identity proof (PAN, Aadhaar, passport)
  • Address proof (utility bill, bank statement)
  • DSC of the individual
  • CA/CS/CMA professional certification

2. DIR-3 KYC-WEB
Used for subsequent years when details are unchanged. Simpler — just OTP verification on registered mobile and email. No documents, no DSC, no professional fee in most cases.

Penalty for non-filing — ₹5,000 and DIN deactivation

If you miss the 30 September deadline:

  • DIN is marked 'Deactivated due to non-filing of DIR-3 KYC' on the MCA portal
  • You cannot be appointed as director in any company until reactivated
  • You cannot sign any MCA filings (AOC-4, MGT-7, etc.) — affecting all your companies
  • Other directors in your companies may face compliance issues

To reactivate, file the pending DIR-3 KYC with ₹5,000 fixed late fee. DIN becomes Active again within 1-2 working days of approval.

Step-by-step process

For DIR-3 KYC-WEB (subsequent years, unchanged details):

  1. Visit mca.gov.in → Login with your credentials
  2. Go to 'DIR-3 KYC' under 'MCA Services'
  3. Enter your DIN — system fetches existing data
  4. Verify mobile and email with OTP
  5. Submit — instant acknowledgment

For DIR-3 KYC e-form (first-time or changed details):

  1. Download Form DIR-3 KYC from mca.gov.in
  2. Fill personal details, address, mobile, email
  3. Attach documents (photograph, ID proof, address proof)
  4. Sign with DSC
  5. CA/CS/CMA certifies the form
  6. Upload on MCA portal — acknowledgment generated

Common mistakes to avoid

Based on our experience filing thousands of DIR-3 KYCs:

  • Wrong mobile number — OTP fails. Use the same mobile linked to your DIN.
  • PAN-Aadhaar mismatch — Name on PAN must match name on Aadhaar exactly.
  • Expired DSC — Renew DSC before filing if it's expired.
  • Old address — Update address via DIR-3 KYC if you've moved.
  • Inactive email — Use a working email; you'll need it for OTP.
  • Last-minute filing — Portal slows down on 29-30 September. File in August.

Frequently Asked Questions

I am no longer a director — do I still need KYC?
Yes. As long as your DIN is allotted (even if you've resigned from all companies), annual KYC is mandatory. To stop the recurring requirement, formally surrender the DIN via DIR-5 (₹3,000 fee, ~5-7 working days).
I missed the deadline — what now?
File DIR-3 KYC with ₹5,000 late fee. DIN gets reactivated in 1-2 working days. During the deactivation period, your companies cannot file any MCA forms requiring your signature — so other directors may need to step in.
Do I need DSC for DIR-3 KYC-WEB?
No. DIR-3 KYC-WEB only requires OTP verification on registered mobile and email. DSC is mandatory only for DIR-3 KYC e-form (first-time or changed details).
Can I file from abroad?
Yes. KYC can be filed online from anywhere. Foreign directors with Indian DINs must also complete annual KYC. If passport is the ID proof, no apostille needed for KYC (unlike incorporation).
My DIN was disqualified for non-filing of AOC-4. Should I still file KYC?
Yes. KYC compliance is separate from director disqualification. Continue filing KYC annually. Director disqualification under Section 164 requires separate compounding.
CA
MCAFiling Editorial & CA Team Qualified Chartered Accountants & Company Secretaries · Published 08 Jun 2026 · Last updated Jun 2026
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