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ROC Compliance

CHG-1: Charge Creation (Loans, Mortgages, Secured Borrowings)

CHG-1 is filed within 30 days of creating a charge over company assets. Bank loans, mortgages, hypothecation. Process and penalties.

📅 08 Apr 2026 5 min read 👤 MCAFiling Editorial & CA Team

What is a "charge" and why CHG-1?

A 'charge' under Section 77 of the Companies Act, 2013 is a security interest or lien created by a company over its assets (movable or immovable, tangible or intangible) to secure a loan or obligation. Common examples:

  • Bank loan secured by hypothecation of inventory/receivables
  • Working capital loan with current assets as security
  • Term loan with plant & machinery as security
  • Mortgage on factory land/building
  • Pledge of shares of subsidiary
  • Negative lien (undertaking not to sell or further encumber)

Every such charge MUST be registered with the RoC via Form CHG-1 within 30 days of creation.

Due date and penalty

Due date: 30 days from date of creation/modification of charge

Extended timelines (with additional fee):

  • 30-60 days: Additional fee 6x of normal fee
  • 60-120 days: Apply for condonation, pay additional fee + ad valorem
  • Beyond 120 days: Charge cannot be registered; the security becomes unenforceable in liquidation

Penalty for the company and officers: ₹5 lakh + ₹50,000 per officer in default. The charge holder (lender) loses priority in liquidation if CHG-1 isn't filed on time.

Process for filing

  1. Get charge document (loan agreement, mortgage deed, hypothecation deed) signed and stamped
  2. Pass Board resolution authorising creation of charge
  3. Fill Form CHG-1 with:
    • Description of property/asset charged
    • Amount secured
    • Particulars of charge holder (bank, NBFC, etc.)
    • Date of creation
    • Terms of charge (fixed/floating, etc.)
  4. Attach: Charge instrument, board resolution, evidence of stamp duty payment
  5. Both company and charge holder sign with DSCs
  6. Pay filing fee (₹200-600 based on capital)
  7. Submit — Charge Registration Certificate issued by RoC

Modification and satisfaction

Modification (CHG-1 again): If terms change (e.g., loan amount increased, additional assets added), file modified CHG-1 within 30 days of modification.

Satisfaction (CHG-4): When loan is fully repaid and the charge is released, file CHG-4 within 30 days. Without CHG-4 filing, the charge remains on MCA records — affecting:

  • Future loan applications (banks see existing charge)
  • Due diligence by investors/buyers
  • Disposal of assets (clean title is unclear)

Common situations and forms

  • Bank working capital loan: Charge on stock, debtors, current assets — CHG-1 filed by company
  • Term loan from NBFC: Hypothecation of specific equipment — CHG-1 filed
  • Mortgage of property: CHG-1 plus separate stamp duty + registration of mortgage deed with sub-registrar
  • Cash credit limit increase: CHG-1 (modification) for new limit
  • Loan repaid: CHG-4 for satisfaction

Frequently Asked Questions

Who files CHG-1 — company or lender?
Either can file. In practice, the lender's documentation team usually drives the filing to protect their priority. The form requires DSC of both company director and authorised signatory of the charge holder.
What is the difference between fixed and floating charge?
Fixed charge is on specific identified asset (e.g., machine #123, building at Plot 5). Floating charge is on a class of assets that change (e.g., 'all current inventory and book debts'). Floating charge crystallises into fixed on default.
Do I need to file CHG-1 for an unsecured loan?
No. CHG-1 is only for secured borrowings where a charge is created. Pure unsecured loans (e.g., promoter contributions, business loans without security) don't need CHG-1. They are reported separately in DPT-3 and AOC-4.
Stamp duty on charge documents?
Yes, payable to State Government on the loan/mortgage document. Varies by state and amount. Maharashtra: 0.2% of loan amount (capped at ₹10 lakh for some categories). Stamp duty must be paid before filing CHG-1; evidence is attached.
CA
MCAFiling Editorial & CA Team Qualified Chartered Accountants & Company Secretaries · Published 08 Apr 2026 · Last updated Jun 2026
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